MS
Micheal J. Stringham
CETERA INVESTMENT ADVISERS LLC
Sandy, UT 84093
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CRD#: 5522145
MS
Professional summary
Micheal J Stringham, who also goes by Michael J Stringham, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sandy, Utah and CETERA WEALTH SERVICES, LLC located in Cottonwood Heights, Utah.
Micheal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Micheal has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael J Stringham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE & ANNUITIES 2. NAME OF OTHER BUSINESS: CANYON VIEW CREDIT UNION DBA CANYON VIEW FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 04/2025; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL INVESTMENT RECOMMENDATIONS; 3.NAME OF OTHER BUSINESS: UFIRST FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; START DATE: 1/2022; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: STRINGHAM FINANCIAL SOLUTIONS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 3/2016, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF TRADING HOURS PER WEEK: 0, BRIEF DESCRIPTION OF DUTIES:TO HOLD COMMISSIONS AND PAY EXPENSES;
CRS (Client Relationship Summary) - RIA
Click below to view Micheal J Stringham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9400 S 2275 E, Sandy, UT 84093Office #2: 7220 S Highland Dr, Cottonwood Heights, UT 84121Office #3: 505 Wakara Way 3rd Floor, Salt Lake City, UT 84108RIA
CRD#: 105644
Sandy, UT
Current
April 12, 2011 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7220 S Highland Dr, Cottonwood Heights, UT 84121Office #2: 505 Wakara Way, Salt Lake City, UT 84108BD
CRD#: 13572
Cottonwood Heights, UT
Past
April 14, 2011 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WEST JORDAN, UT
Past
August 17, 2010 - April 21, 2011
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
COTTONWOOD HEIGHTS, UT
Past
August 12, 2010 - April 21, 2011
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
SALT LAKE CITY, UT
Past
November 3, 2009 - August 13, 2010
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
COTTONWOOD HEIGHTS, UT
Past
October 14, 2008 - December 31, 2009
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
COTTONWOOD HEIGHTS, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/28/2017)
RR
California(12/1/2022)
RR
Hawaii(5/7/2024)
RR
Idaho(7/29/2021)
RR
Minnesota(6/6/2024)
RR
Missouri(10/15/2021)
RR
Nevada(5/23/2016)
RR
New York(10/8/2025)
RR
Oklahoma(10/22/2024)
RR
Utah(4/12/2011)
IAR
Utah(6/29/2023)
RR
Washington(6/21/2021)
RR
Wyoming(3/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
