Mark E. Tyszkiewicz
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES | Financial Consultant
WHEATON, IL 60189
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CRD#: 5522086
Professional summary
Mark Edward Tyszkiewicz, who also goes by Mark E Tyszkiewicz, Mark Tyszkiewicz, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Wheaton, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Mark has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
The goal of my practice is to work with my clients to identify their goals and concerns. This is accomplished through earning your trust as we build our relationship. My personal experience brought me to Fidelity Investments for their core belief of helping clients build a customized plan to impact their lives.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark E Tyszkiewicz | Mark Tyszkiewicz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-93362|OrgNmn:Lemont Athletic Club|Org Addr:Lemont,Illinois,US|OBA Nature:coach|Invst Rel:N|Title:head caoch|Duties:Coaching youth basketball--activity requires payment for referees each game|StrtDt:10-27-22|TotHrs/mon:40|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Tyszkiewicz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Edward Tyszkiewicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Wisconsin Colleges
Bachelor of Science (BS) - Sociology
Experience
Current
September 24, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 55 East Loop Road Suite 101, Wheaton, IL 60189RIA
BD
CRD#: 20472
WHEATON, IL
Current
September 24, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 55 East Loop Road Suite 101, Wheaton, IL 60189RIA
BD
CRD#: 20472
WHEATON, IL
Past
December 22, 2020 - September 13, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SCHAUMBURG, IL
Past
September 21, 2020 - September 13, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SCHAUMBURG, IL
Past
August 9, 2018 - August 27, 2020
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
ORLAND HILLS, IL
Past
August 4, 2016 - July 13, 2018
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
EVERGREEN PARK, IL
Past
October 1, 2012 - June 13, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PALATINE, IL
Past
May 15, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PALATINE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/24/2024)
IAR
Alabama(8/15/2025)
RR
Alaska(9/24/2024)
RR
Arizona(9/24/2024)
RR
Arkansas(9/24/2024)
RR
California(9/24/2024)
RR
Colorado(9/24/2024)
RR
Connecticut(9/24/2024)
RR
Delaware(9/24/2024)
RR
District of Columbia(9/24/2024)
RR
Florida(9/24/2024)
RR
Georgia(9/24/2024)
RR
Hawaii(9/24/2024)
RR
Idaho(9/24/2024)
RR
Illinois(9/24/2024)
IAR
Illinois(9/24/2024)
RR
Indiana(9/24/2024)
RR
Iowa(9/24/2024)
RR
Kansas(9/24/2024)
RR
Kentucky(9/24/2024)
RR
Louisiana(9/24/2024)
RR
Maine(9/24/2024)
RR
Maryland(9/24/2024)
RR
Massachusetts(9/24/2024)
RR
Michigan(9/24/2024)
RR
Minnesota(9/24/2024)
RR
Mississippi(9/24/2024)
RR
Missouri(9/24/2024)
RR
Montana(9/24/2024)
RR
Nebraska(9/24/2024)
RR
Nevada(9/24/2024)
RR
New Hampshire(9/24/2024)
RR
New Jersey(9/24/2024)
RR
New Mexico(9/24/2024)
RR
New York(9/24/2024)
RR
North Carolina(9/24/2024)
RR
North Dakota(9/24/2024)
RR
Ohio(9/24/2024)
RR
Oklahoma(9/24/2024)
RR
Oregon(9/24/2024)
RR
Pennsylvania(9/24/2024)
RR
Rhode Island(9/24/2024)
RR
South Carolina(9/24/2024)
RR
South Dakota(9/24/2024)
RR
Tennessee(9/24/2024)
RR
Texas(9/24/2024)
IAR
Texas(8/15/2025)
RR
Utah(9/24/2024)
RR
Vermont(9/24/2024)
IAR
Vermont(8/25/2025)
RR
Virginia(9/24/2024)
RR
Washington(9/24/2024)
RR
West Virginia(9/24/2024)
RR
Wisconsin(9/24/2024)
RR
Wyoming(9/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Financial ConsultantCRD#: 20472Wheaton, IL 60189TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
