Antoine R. Sutton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoine Rokeith Sutton was a registered financial professional .
Antoine is a previously registered financial professional and started their career in finance in 2008. Antoine had worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2008 - December 31, 2021
CREDIT UNION INVESTMENT SERVICES
May 21, 2008 - December 31, 2021
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/30/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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