Michael T. Fonseca
Professional summary
Michael Thomas Fonseca is a registered financial professional currently at ALPACA SECURITIES LLC located in Garden City, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 9 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Fonseca's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2024 - Present
ALPACA SECURITIES LLC
September 17, 2021 - July 31, 2024
ETORO USA SECURITIES INC.
March 4, 2019 - January 29, 2020
VIRTU ITG LLC
October 17, 2017 - January 29, 2020
VIRTU FINANCIAL CAPITAL MARKETS LLC
October 17, 2017 - January 29, 2020
VIRTU FINANCIAL BD LLC
October 17, 2017 - January 29, 2020
VIRTU AMERICAS LLC
June 17, 2015 - October 10, 2017
DEUTSCHE BANK SECURITIES INC.
August 6, 2013 - June 9, 2015
VIRTU AMERICAS LLC
October 17, 2012 - August 2, 2013
IBKR SECURITIES SERVICES LLC
April 8, 2011 - August 2, 2013
INTERACTIVE BROKERS LLC
May 25, 2010 - April 8, 2011
IBKR SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 10/13/2019
Securities Trader ExamFINRA
Investors' Exchange LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ALPACA SECURITIES LLC
CRD#: 288202 / SEC#: , 8-69928
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPACADB, INC. | SOLE MEMBER | |
| DIAZ, ZACHARY LUCIANO | SR. DIRECTOR CUSTODY & SETTLEMENT, PRINCIPAL OPERATIONS OFFICER | 6027965 |
| DUSSEAULT, DAVID STANLEY | PRESIDENT AND COO | 2819891 |
| GARZA, FELIPE | AML COMPLIANCE OFFICER | 4613815 |
| LEE, TONY | GLOBAL HEAD OF BROKERAGE | 5618563 |
| SAUGSTAD, MONIQUE D | CHIEF COMPLIANCE OFFICER | 4127241 |
| TAIFI, MEHDI | CHIEF RISK OFFICER | 5977322 |
| WETTERWALD, TAMMY CAO | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6113272 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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