John G. Coughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gerard Coughlin, who also goes by Jerry Coughlin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 5 firms and has passed the Series 63, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2005 - September 30, 2009
CULLUM & BURKS SECURITIES, INC.
May 22, 2003 - October 29, 2003
BROOKSTREET SECURITIES CORPORATION
November 7, 1991 - December 31, 2001
ARAGON FINANCIAL SERVICES, INC.
March 1, 1983 - October 11, 1983
PLANNERS INVESTMENTS, INC.
August 5, 1981 - October 31, 1991
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/3/1972
Registered Representative ExaminationF04
Date: 8/14/1975
Financial Principal ExaminationSeries 00
Date: 6/12/1975
General Securities Principal ExaminationCurrent Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
