Shawn J. Hsieh

HIGHLINE WEALTH PARTNERS

Sherman Oaks, CA 91403

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CRD#: 5521548

Professional summary

Shawn Jen Hsieh, CFP®, who also goes by Jen Hsieh, Hsieh, is a registered financial advisor currently at HIGHLINE WEALTH PARTNERS located in Sherman Oaks, California.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shawn has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jen Hsieh | Hsieh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Jen Hsieh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 8, 2018 - Present

HIGHLINE WEALTH PARTNERS

Office #1: 15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403

RIA

CRD#: 284712

Sherman Oaks, CA

Past

February 20, 2018 - May 29, 2018

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

RIA

CRD#: 160322

CALABASAS, CA

Past

February 20, 2018 - June 1, 2018

DFPG INVESTMENTS, LLC

CRD#: 155576

Calabasas, CA

Past

January 14, 2016 - February 16, 2018

CITY NATIONAL SECURITIES, INC.

RIA

CRD#: 103705

Los Angeles, CA

Past

January 13, 2016 - February 16, 2018

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

Los Angeles, CA

Past

March 18, 2013 - December 31, 2015

MULLINTBG ADVISORS

RIA

CRD#: 141445

EL SEGUNDO, CA

Past

October 31, 2012 - December 7, 2015

M HOLDINGS SECURITIES, INC.

CRD#: 43285

EL SEGUNDO, CA

Past

September 13, 2010 - October 3, 2012

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

DIAMOND BAR, CA

Past

September 1, 2010 - October 3, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

DIAMOND BAR, CA

Past

April 19, 2010 - June 11, 2010

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

April 19, 2010 - June 11, 2010

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 29, 2009 - March 19, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

LOS ANGELES, CA

Past

May 27, 2009 - March 19, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LOS ANGELES, CA

Past

July 23, 2008 - August 14, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LONG BEACH, CA

Past

June 26, 2008 - August 14, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LONG BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHLINE WEALTH PARTNERS

CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA

Registered Investment Advisory firm - (9/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/8/2018)

IAR

Texas
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2008

General Securities Representative Examination

Current Firm

HIGHLINE WEALTH PARTNERS

CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA

Registered Investment Advisory firm - (9/6/2016 Approved)

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Contact information

Main Address

15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403

Mailing Address

Phone number

(818) 340-0157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 02 28 HIGHLINE WEALTH PARTNERS FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	832
AUM (Assets Under Management)	$ 665,649,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn J. Hsieh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Jen Hsieh's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

DFPG INVESTMENTS, LLC

CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC.

MULLINTBG ADVISORS

M HOLDINGS SECURITIES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

EDWARD JONES

EDWARD JONES

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HIGHLINE WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2008

SIE

Date: 6/1/2018

Series 7

Date: 6/25/2008

Current Firm

HIGHLINE WEALTH PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHLINE WEALTH PARTNERS

TRUST BUT VERIFY

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