Andrew G. Gregory
Professional summary
Andrew G Gregory, who also goes by Andrew George Gregory, is a registered financial advisor currently at GREGORY FINANCIAL LLC located in Doylestown, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew G Gregory's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
GREGORY FINANCIAL LLC
January 8, 2016 - April 7, 2016
KROLL SECURITIES LLC
August 14, 2009 - April 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2025)
Exams
Series 55
Date: 10/2/2009
Limited Representative-Equity Trader ExamCurrent Firm
GREGORY FINANCIAL LLC
CRD#: 335745 / SEC#:
Contact information
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