Christopher D. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Dana Stanley was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2009. Christopher had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2019 - November 22, 2022
SOUTHERN SHOALS CAPITAL LLC
March 22, 2016 - November 6, 2017
LWI FINANCIAL INC.
July 24, 2009 - October 24, 2017
LORING WARD SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHERN SHOALS CAPITAL LLC
CRD#: 305070 / SEC#:
Contact information
Red Flags
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