Yao Wang
Professional summary
Yao Wang, who also goes by Yao Wang Mr, is a registered financial professional currently at JUMP TRADING, LLC located in New York, New York.
Yao is registered as a RR (Registered Representative) and started their career in finance in 2009. Yao has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 44, Series 48, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yao Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2014 - Present
JUMP TRADING, LLC
Office #1: 15 East 26th Street 3rd Floor, New York, NY 10010November 29, 2010 - February 27, 2014
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
August 14, 2009 - February 27, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 44
Date: 1/11/2011
PCX Market Maker ExamSeries 48
Date: 1/10/2011
AMEX Market Maker ExamSeries 55
Date: 3/16/2010
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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