Jason S. Irving

IRVING PLANNING & INVESTMENTS, LTD.

Centennial, CO 80122

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CRD#: 5520978

Professional summary

Jason Scott Irving is a registered financial advisor currently at IRVING PLANNING & INVESTMENTS, LTD. located in Centennial, Colorado.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jason has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Irving's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2020 - Present

IRVING PLANNING & INVESTMENTS, LTD.

Office #1: 4901 E Dry Creek Rd Ste 130, Centennial, CO 80122

RIA

CRD#: 109978

Centennial, CO

Past

April 9, 2014 - August 3, 2020

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

LONE TREE, CO

Past

March 31, 2014 - April 10, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

August 11, 2011 - August 3, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/7/2020)

IAR

Texas
(11/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2011

General Securities Representative Examination

Current Firm

IRVING PLANNING & INVESTMENTS, LTD.

IRVING PLANNING & INVESTMENTS, LTD. | MICHAEL J. IRVING

CRD#: 109978 / SEC#: 801-63994

RIA

Registered Investment Advisory firm - (6/21/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Texas

Registered Investment Advisory firm - (1/29/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4901 E Dry Creek Rd Ste 130, Centennial, CO 80122

Mailing Address

Phone number

(303) 985-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 71,881,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason S. Irving

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Scott Irving's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRVING PLANNING & INVESTMENTS, LTD.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2014

Series 63

Date: 7/22/2013

Series 7TO

Date: 7/6/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2011

Current Firm

IRVING PLANNING & INVESTMENTS, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IRVING PLANNING & INVESTMENTS, LTD.

TRUST BUT VERIFY

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