MR
Mark S. Robinson
RIA ADVISORY GROUP
BUFFALO, MN 55313
Some features on this profile are disabled
CRD#: 5520736
MR
Professional summary
Mark Steven Robinson, who also goes by Mark S Robinson, is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Buffalo, Minnesota.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark S Robinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: INSURANCE BROKERS OF MN INV REL: Y ADDR: 101 HIGHWAY 55 E, BUFFALO, MN 55313 NATURE: PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, MEDICARE ADVANTAGE PLANS, PRESCRIPTION DRUG PLANS, INDIVIDUAL & GROUP HEALTH, DENTAL PLANS POSITION: OWNERSHIP START: 9/7/2019 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Steven Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2020 - Present
RIA ADVISORY GROUP, LLC
Office #1: 1014 Hwy 55 E, Buffalo, MN 55313RIA
CRD#: 152566
BUFFALO, MN
Past
September 26, 2019 - February 4, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Buffalo, MN
Past
September 9, 2019 - February 4, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Buffalo, MN
Past
May 3, 2017 - September 12, 2019
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Buffalo, MN
Past
April 17, 2017 - September 12, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Buffalo, MN
Past
January 13, 2017 - April 12, 2017
JIM POE & ASSOCIATES, INC.
RIA
CRD#: 140232
Fort Worth, TX
Past
December 4, 2013 - June 6, 2016
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MINNEAPOLIS, MN
Past
August 21, 2008 - June 6, 2016
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MINNEAPOLIS, MN
Past
June 23, 2008 - August 25, 2008
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(2/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 7th Street Suite 204, Des Moines, IA 50309
Mailing Address
Phone number
(515) 965-8588
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
