KM
Keith A. Mensendiek
THRIVENT INVESTMENT MANAGEMENT
Jonesville, IN 47247
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CRD#: 5520357
KM
Professional summary
Keith Alan Mensendiek is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Jonesville, Indiana.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Keith has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KEITH MENSENDIEK POSITION: Owner NATURE: Farmland Income from crop raised on the land. I receive 1/3 of the crop raised. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 11800 S 350 W, Columbus IN 47201, United States DESCRIPTION: None other than paying property taxes. CAMP LAKEVIEW FOUNDATION, INC. POSITION: Board of Director member NATURE: The purpose of this Foundation shall be to act as a holding company under the authority of the voting members of the South Central Lutheran Camp Association of Indiana, Inc., to receive assets and expend money to promote the Christian religion in accordance with the doctrine, faith and belief of the Lutheran Church - Missouri Synod and to that end promote a recreation camp for children, youth, clergy and lay adults, individually or as groups or organizations who wish to participate in such an endeavor. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2024 ADDRESS: 13500 W Lake Rd, Seymour IN 47274, United States DESCRIPTION: The Board of Directors of this Foundation shall expend funds according to the instructions of the donors when approved by the Board of Directors or if not instructed by the donors, then according to the sole judgment and discretion of the Board of Directors. In either event, all expenditures of funds shall be within the scope and purpose of the Foundation.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Alan Mensendiek's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keith Alan Mensendiek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2008 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 103 Rodgers Ln, Jonesville, IN 47247RIA
BD
CRD#: 18387
Jonesville, IN
Current
August 14, 2008 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 103 Rodgers Ln, Jonesville, IN 47247RIA
BD
CRD#: 18387
Jonesville, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(9/19/2008)
IAR
Indiana(9/19/2008)
RR
Kentucky(5/11/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Jonesville, IN 47247TRUST BUT VERIFY
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