Matthew E. Nemic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Earl Nemic was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2018 - October 24, 2018
INTEGRITY CAPITAL, LLC
February 8, 2017 - May 15, 2017
LONGBOARD ASSET MANAGEMENT
September 18, 2015 - November 27, 2015
MML DISTRIBUTORS, LLC
November 28, 2014 - August 25, 2015
LONGBOARD ASSET MANAGEMENT
January 31, 2013 - December 31, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
August 23, 2011 - November 5, 2012
COREBRIDGE CAPITAL SERVICES, INC.
March 11, 2010 - July 22, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 28, 2008 - April 29, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
