John Gregory Cimburek
Professional Summary
John Gregory Cimburek, who also goes by John Gregory Cimburek, Greg Cimburek, John Greg Cimburek, is a registered financial advisor currently at AXOS CLEARING LLC located in Centennial, Colorado. John is registered as a RR (Registered Representative) and started their career in finance in 2020. John has worked at 2 firms and has passed the Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Gregory Cimburek, Greg Cimburek, John Greg Cimburek
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
AXOS ADVISOR SERVICES | LEGENT CLEARING LLC | LEGENT CLEARING CORP. | LEGENT CLEARING | KP CLEARING, INC. | COR CLEARING LLC | AXOS CLEARING LLC
Contact Information
Main Address
15950 West Dodge Road Suite 300, Omaha, NE 68118Mailing Address
15950 West Dodge Road Suite 300, Omaha, NE 68118Phone Number
(402) 384-6100Established
Delaware since 01/22/2004Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXOS SECURITIES, LLC | SOLE OWNER | — |
| FAUCHER, KATHY NOEL | AML OFFICER | 6323326 |
| GREEN, HOWARD MICHAEL | CHIEF FINANCIAL OFFICER | 2535812 |
| KINSELLA, SHAWN ROBERT | CHIEF COMPLIANCE OFFICER | 5793966 |
| PLUMMER, JEFFREY KENT | PRINCIPAL OPERATIONS OFFICER | 4576783 |
| SHIRMANG, STEPHEN LOWELL | PRESIDENT/COO, AXOS CLEARING, LLC | 3083416 |
Disclosures
Regulatory Event
13Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Gregory Cimburek's CRS (Customer Relationship Summary).
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