Rebekah R. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebekah Ruth Hoffman, who also goes by Rebekah Hoffman, Bekah Ruth Sims, Rebekah Ruth Sims, Rebekah Sims, was a registered financial professional .
Rebekah is a previously registered financial professional and started their career in finance in 2008. Rebekah had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2023 - June 3, 2026
SOUND VIEW WEALTH ADVISORS GROUP, LLC
April 20, 2022 - May 26, 2026
PURSHE KAPLAN STERLING INVESTMENTS
February 17, 2021 - March 4, 2022
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - March 4, 2022
TRUIST INVESTMENT SERVICES, INC.
September 6, 2017 - February 17, 2021
BB&T SECURITIES, LLC
August 31, 2017 - February 17, 2021
BB&T SECURITIES, LLC
March 21, 2013 - September 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 2013 - September 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2010 - December 13, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2009 - December 13, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 2008 - September 22, 2008
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
SOUND VIEW WEALTH ADVISORS GROUP, LLC
CRD#: 300927 / SEC#: 801-114892
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUND VIEW WEALTH ADVISORS GROUP, LLC
CRD#: 300927 / SEC#: 801-114892
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,947 |
| AUM (Assets Under Management) | $ 1,937,657,662 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
