Samuel Qader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Qader, who also goes by Samuel Nmn Qader, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2009. Samuel had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2017 - March 19, 2019
CITADEL SECURITIES INSTITUTIONAL LLC
January 17, 2017 - March 19, 2019
CITADEL SECURITIES LLC
October 23, 2009 - October 7, 2016
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/13/2009
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102 / SEC#: , 8-69663
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
