AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AJ

Amy L. Johnston

USI SECURITIES
Omaha, NE 68114
Some features on this profile are disabled
CRD#: 5518427
AJ
Amy Lynn JohnstonUSI SECURITIES

Professional summary

Amy Lynn Johnston, AIF®, who also goes by Amy Lynn Chambers, Amy Lynn Chambers, Amy Lynn Johnston, Amy Lynn Pennington, is a registered financial advisor currently at USI SECURITIES, INC. located in Omaha, Nebraska.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Amy has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Aliases

Amy Lynn Chambers | Amy Lynn Chambers | Amy Lynn Johnston | Amy Lynn Pennington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lynn Johnston's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Amy Lynn Johnston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

August 11, 2026 - Present

USI SECURITIES, INC.

Office #1: 9394 West Dodge Street Suite 250, Omaha, NE 68114
RIA
BD
CRD#: 43793
Omaha, NE
Current

August 6, 2026 - Present

USI SECURITIES, INC.

Office #1: 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033
RIA
BD
CRD#: 43793
GLASTONBURY, CT
Past

October 5, 2021 - May 17, 2024

PRIME CAPITAL FINANCIAL

RIA
CRD#: 288712
Omaha, NE
Past

February 24, 2020 - September 30, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LAVISTA, NE
Past

January 15, 2020 - September 30, 2021

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LAVISTA, NE
Past

June 28, 2018 - December 16, 2019

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
OMAHA, NE
Past

June 15, 2018 - December 16, 2019

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
OMAHA, NE
Past

March 9, 2016 - May 29, 2018

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

November 4, 2013 - February 11, 2016

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
OVERLAND PARK, KS
Past

March 4, 2011 - February 11, 2016

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
USI SECURITIES, INC.
USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA
Registered Investment Advisory firm - SEC (6/4/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(8/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/31/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/5/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/3/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/3/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

US
USI SECURITIES, INC.
USI SECURITIES, INC.

CRD#: 43793 / SEC#: 801-56578, 8-50429

RIA
Registered Investment Advisory firm - SEC (6/4/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033
Mailing Address
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033
Phone number
(860) 652-3239
Established
Delaware since 07/29/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
25

SEC notice filing (39 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

USI SECURITIES, INC. - RIA - FORM ADV PART 2A (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
USIC INVESTMENT GROUP INC.SHAREHOLDER
BOWMAN, RICHARD CHARLESFINOP, DIRECTOR OF OPERATIONS2356525
CURLEY, MARYSECRETARY8207294
GRITZER, JOSEPH JOHN JRPRESIDENT2162679
KAPPUS, DAVID LTREASURER6837749
O'ROURKE, MICHAEL DENNISVICE PRESIDENT -COMPLIANCE & OPERATIONS1551838
ROBIDOUX, MELINDA MCDONALDCHIEF COMPLIANCE OFFICER2848093
TREMKO, WILLIAM MICHAELCHIEF EXECUTIVE OFFICER4495149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

USI SECURITIES, INC.

CRD#: 43793Omaha, NE 68114

TRUST BUT VERIFY

Monitor Amy Johnston

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Byron O Smith
Byron SmithAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
OMAHA, NE
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.