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Greg Patrick Young

CRD# 5517392·Registered 2008 - 2020
Previously Registered: Being a previously registered professional could mean that Greg is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Greg Patrick Young was a registered financial advisor. Greg was a previously registered financial professional and started their career in finance 2008 - 2020. Greg had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

YOUNG FINANCIAL LLC·CRD# 161926
RIA
Benton, AR
March 30, 2012 - January 2, 2020
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Little Rock, AR
June 23, 2008 - June 10, 2010
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Little Rock, AR
June 9, 2008 - June 10, 2010

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Current Firm

YF
YOUNG FINANCIAL LLC

YOUNG FINANCIAL LLC | YOUNG FINANCIAL, LLC

CRD#: 161926

Contact Information

Main Address

Benton, AR

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2008About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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