Jonathan Dane

DEFIANT CAPITAL GROUP

WARRENDALE, PA 15086

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CRD#: 5517335

Professional summary

Jonathan Dane, CFA, CFP® is a registered financial advisor currently at DEFIANT CAPITAL GROUP located in Warrendale, Pennsylvania.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jonathan has worked at 6 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

August 12, 2020 - Present

DEFIANT CAPITAL GROUP

Office #1: 50 Pennwood Place, Warrendale, PA 15086

RIA

CRD#: 309626

WARRENDALE, PA

Past

September 20, 2018 - October 9, 2019

THE COURY FIRM

RIA

CRD#: 289145

PITTSBURGH, PA

Past

March 2, 2016 - December 31, 2017

FSC SECURITIES CORPORATION

CRD#: 7461

PITTSBURGH, PA

Past

May 15, 2014 - March 3, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

September 20, 2011 - April 25, 2014

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

May 6, 2008 - June 25, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 10/5/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/19/2011

General Securities Representative Examination

Current Firm

DEFIANT CAPITAL GROUP

DEFIANT CAPITAL GROUP | DEFIANT CAPITAL GROUP LLC

CRD#: 309626 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (8/12/2020 Approved)

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Contact information

Main Address

50 Pennwood Place, Warrendale, PA 15086

Mailing Address

Phone number

(412) 697-1435

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 44,229,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan Dane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dane's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEFIANT CAPITAL GROUP

THE COURY FIRM

FSC SECURITIES CORPORATION

GOLDMAN SACHS & CO. LLC

JEFFERIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2011

SIE

Date: 12/31/2017

Series 87

Date: 10/5/2011

Series 7

Date: 9/19/2011

Current Firm

DEFIANT CAPITAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEFIANT CAPITAL GROUP

TRUST BUT VERIFY

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