Angelica Betancourt
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Glendora, CA 91740
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CRD#: 5517090
Professional summary
Angelica Betancourt is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Glendora, California.
Angelica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Angelica has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.
All For Janitorial Services, Inc / 0419-Present / Investment Related: No / 8780 19th Street, #415, Alta Loma, CA 91701 / None / This checking account is used to pay our nannies and any janitorial and handyman work for any of the 3 rental properties that Guillermo owns. / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / As an authorized signer I have the authority to write and sign a check when Guillermo is not around to pay for the above mentioned services.
Team Conquer Inc. / 0419-Present / Investment Related: No / 8780 19th Street, #415, Alt Loma, CA 91701 / None / This checking account is used to pay all of our WFG expenses including office lease payments, office bills, Wealth bowl and other events, supplies / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / As an authorized signer I have the authority to write and sign a check when Guillermo is not around to pay for the above mentioned services.
GAV Property Management, LLC / 0419-Present / Investment Related: No /8780 19th Street, #415, Alta Loma, CA 91701 / None / This checking account is used to pay mortgage payments on the 3 rental properties that Guillermo owns. / Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / As an authorized signer I have the authority to write and sign a check when Guillermo is not around to pay for the above mentioned services.
Pro Services Rendered, LLC / 0419-Present / Investment Related: No / 8780 19th Street, #415, Alta Loma, CA 91701 / None / PSR is where Guillermo pays for all purchases that are not related to WFG. Payments for our life insurance policies come out of this account, the mortgage payment comes out of this account and any personal items Guillermo buys comes out of this account including all WFG commission income into this account. Guillermo is an authorized signer on my personal checking account where all my WFG commission get deposited into. Once the money hits my personal checking account, Guillermo transfer all deposits into Pro Service
CRS (Client Relationship Summary) - RIA
Click below to view Angelica Betancourt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Angelica Betancourt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1343 East Gladstone Street Suite 300, Glendora, CA 91740RIA
BD
CRD#: 16164
Glendora, CA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1343 East Gladstone Street Suite 300, Glendora, CA 91740RIA
BD
CRD#: 16164
Glendora, CA
Past
September 9, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
CHINO HILLS, CA
Past
July 25, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
CHINO HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/30/2023)
RR
California(1/6/2012)
IAR
California(1/6/2012)
RR
Connecticut(1/30/2023)
RR
District of Columbia(2/7/2023)
IAR
District of Columbia(2/15/2023)
RR
Florida(4/22/2025)
RR
Idaho(1/29/2021)
RR
Massachusetts(8/26/2024)
RR
New Jersey(1/30/2023)
IAR
New Jersey(1/30/2023)
RR
North Carolina(9/28/2022)
IAR
North Carolina(2/1/2023)
RR
South Dakota(2/1/2023)
IAR
Texas(2/10/2021)
RR
Texas(2/11/2021)
RR
Virginia(4/22/2025)
RR
Washington(5/31/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Glendora, CA 91740TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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