Andrew M. Ponzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Martin Ponzo, who also goes by Andrew Ponzo, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2008. Andrew had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2011 - December 21, 2012
JUMPSTART SECURITIES, LLC
March 7, 2011 - October 19, 2011
STONE & YOUNGBERG LLC
May 18, 2009 - March 15, 2011
ODEON CAPITAL GROUP LLC
September 18, 2008 - April 3, 2009
FURTHER LANE SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JUMPSTART SECURITIES, LLC
CRD#: 156214 / SEC#: , 8-68773
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINOVATION SYSTEMS, LLC | MEMBER | |
| SELF, JONATHAN ANDREW | PRESIDENT, POO, PFO, AMLCO, CCO | 4497531 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
