Albert J. Wang

CONTRARY LEGACY LLC

San Francisco, CA

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CRD#: 5516985

Professional summary

Albert J Wang is a registered financial advisor currently at CONTRARY LEGACY LLC located in San Francisco, California.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Albert has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert J Wang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2023 - Present

CONTRARY LEGACY LLC

RIA

CRD#: 325014

San Francisco, CA

Past

May 11, 2018 - January 20, 2023

EPIQ CAPITAL GROUP, LLC

RIA

CRD#: 292526

SAN FRANCISCO, CA

Past

August 1, 2014 - May 2, 2018

ICONIQ CAPITAL, LLC

RIA

CRD#: 159198

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTRARY LEGACY LLC

CRD#: 325014 / SEC#: 801-127459

RIA

Registered Investment Advisory firm - (3/14/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2014

Uniform Investment Adviser Law Examination

Current Firm

CONTRARY LEGACY LLC

CRD#: 325014 / SEC#: 801-127459

RIA

Registered Investment Advisory firm - (3/14/2023 Approved)

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Contact information

Main Address

San Mateo, CA

Mailing Address

548 Market St Pmb 48932, San Francisco, CA 94104

Phone number

(862) 354-0870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONTRARY LEGACY FORM ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 88,603,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Albert J. Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert J Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTRARY LEGACY LLC

EPIQ CAPITAL GROUP, LLC

ICONIQ CAPITAL, LLC

Primary Firm SEC Registration

CONTRARY LEGACY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2014

Current Firm

CONTRARY LEGACY LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTRARY LEGACY LLC

TRUST BUT VERIFY

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