MP
Michael Prestifilippo
WEALTHPLAN PARTNERS
Morristown, NJ 07960
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CRD#: 5516900
MP
Professional summary
Michael Prestifilippo, CFP®, who also goes by Michael Presti, is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Morristown, New Jersey and OSAIC WEALTH, INC. located in Morristown, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Presti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA - WealthPlan Partners
WEALTHPLAN PARTNERS
POSITION: Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 120 START DATE: 06/03/2020 ADDRESS: 89 Headquarters Plaza, Suite 1443 Morristown, NJ 07960 DESCRIPTION: This is a registered investment advisory firm. I will be conducting fee based asset management.
WEALTHPLAN PARTNERS
POSITION: Advisor NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 06/03/2020 ADDRESS: 89 Headquarters Plaza, Suite 1443 Morristown, NJ 07960 DESCRIPTION: Insurance sales
CRS (Client Relationship Summary) - RIA
Click below to view Michael Prestifilippo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 23, 2020 - Present
WEALTHPLAN PARTNERS
Office #1: 89 Headquarters Plaza Suite 1443, Morristown, NJ 07960RIA
CRD#: 305026
Morristown, NJ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 89 Headquarters Plaza North Suite 1443, Morristown, NJ 07960RIA
BD
CRD#: 23131
MORRISTOWN, NJ
Past
June 8, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MORRISTOWN, NJ
Past
July 13, 2018 - May 25, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
January 4, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MORRISTOWN, NJ
Past
September 18, 2008 - May 22, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MORRISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/14/2024)
RR
Florida(6/14/2024)
IAR
New Jersey(6/23/2020)
RR
New Jersey(6/14/2024)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Ohio(6/14/2024)
RR
Pennsylvania(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,895 |
| AUM (Assets Under Management) | $ 1,271,554,814 |
Red Flags
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