Joseph E. Mcginty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Emmitt Mcginty, who also goes by Jos Emmitt Mcginty III, Joseph E Mcginty III, Joseph Emmitt Mcginty Iii, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2008. Joseph had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2024 - December 22, 2025
BLUEROCK CAPITAL MARKETS LLC
November 28, 2018 - April 2, 2024
SHOPOFF SECURITIES, INC.
June 11, 2015 - May 30, 2018
STIRA CAPITAL MARKETS GROUP, LLC
June 27, 2014 - December 4, 2014
CPS FINANCIAL & INSURANCE SERVICES, INC.
August 12, 2008 - April 9, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
