Robert M. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert M White was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2019 - December 31, 2021
FLOTILLA CAPITAL MANAGEMENT INC.
June 9, 2017 - December 31, 2018
FLOTILLA CAPITAL MANAGEMENT INC.
January 10, 2011 - April 30, 2012
IRC SECURITIES LLC
September 25, 2008 - December 18, 2009
SUMMIT BROKERAGE SERVICES, INC.
June 17, 2008 - September 22, 2008
WESTROCK ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLOTILLA CAPITAL MANAGEMENT INC.
CRD#: 288282 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 100,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
