Zachary R. Pille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Robert Pille, who also goes by Zachary Pille, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2008. Zachary had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2022 - June 11, 2026
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
September 26, 2017 - January 24, 2022
MORGAN STANLEY
September 26, 2017 - January 24, 2022
MORGAN STANLEY
April 21, 2016 - February 9, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 21, 2016 - February 9, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
May 29, 2014 - December 4, 2015
NEUBERGER BERMAN BD LLC
March 24, 2014 - December 4, 2015
NEUBERGER BERMAN BD LLC
May 4, 2009 - March 18, 2014
TOUCHSTONE SECURITIES, LLC
May 16, 2008 - March 12, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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