Donald L. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Lawson III, who also goes by Donald Lawson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2008. Donald had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2011 - December 1, 2014
HUTCHISON WHITEHEAD WEALTH MANAGEMENT
January 26, 2010 - May 11, 2011
LPL FINANCIAL LLC
January 26, 2010 - May 11, 2011
LPL FINANCIAL LLC
November 13, 2009 - January 20, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - January 20, 2010
PNC WEALTH MANAGEMENT LLC
February 17, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
February 17, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
June 25, 2008 - December 18, 2008
EDWARD JONES
May 30, 2008 - December 18, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUTCHISON WHITEHEAD WEALTH MANAGEMENT
CRD#: 129716 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 348 |
| AUM (Assets Under Management) | $ 78,036,974 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
