David P. Clark

GUARDIAN WEALTH ADVISORS

DANVERS, MA 01923

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CRD#: 5515956

Professional summary

David Patrick Clark, CFP®, who also goes by D Patrick Clark, Patrick Clark, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Danvers, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D Patrick Clark | Patrick Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VARIOUS FIRMS. NOT INVESTMENT RELATED. RALEIGH, NC. INSURANCE AGENT; 04/2022; HRS / MONTH; LICENSED WITH VARIOUS INSURANCE COMPANIES FOR THE SALE OF THEIR PRODUCT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 15, 2022 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 55 Ferncroft Rd Suite 203, Danvers, MA 01923

RIA

CRD#: 305412

DANVERS, MA

Past

February 4, 2021 - February 7, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

September 12, 2011 - January 22, 2021

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

LEXINGTON, MA

Past

September 9, 2011 - January 22, 2021

BTS SECURITIES CORPORATION

CRD#: 8328

LINCOLN, MA

Past

May 18, 2009 - March 24, 2011

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

June 30, 2008 - March 24, 2011

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/15/2022)

IAR

North Carolina
(4/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/27/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David P. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

BTS ASSET MANAGEMENT, INC.

BTS SECURITIES CORPORATION

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2009

Series 63

Date: 9/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2008

Series 6

Date: 6/27/2008

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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