Virgil E. Kapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virgil Eugene Kapp was a registered financial professional .
Virgil is a previously registered financial professional and started their career in finance in 2008. Virgil had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - March 18, 2013
TRUVESTMENTS CAPITAL LLC
September 22, 2010 - October 19, 2010
TRUVESTMENTS CAPITAL LLC
March 15, 2010 - May 10, 2010
WORTH FINANCIAL GROUP INC.
August 21, 2009 - March 16, 2010
WORTH FINANCIAL GROUP INC.
April 1, 2008 - July 29, 2009
BRIGHT TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUVESTMENTS CAPITAL LLC
CRD#: 149094 / SEC#: 801-69863
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
