Ashita A. Patel
Professional summary
Ashita Axit Patel, who also goes by Ashita A Patel, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Jersey City, New Jersey and CHARLES SCHWAB & CO., INC. located in Jersey City, New Jersey.
Ashita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ashita has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ashita Axit Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2022 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 30 Hudson Street, Jersey City, NJ 07302January 26, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 30 Hudson Street Floor 23, Jersey City, NJ 07302January 17, 2023 - November 30, 2023
CHARLES SCHWAB & CO., INC.
March 14, 2022 - December 31, 2022
CHARLES SCHWAB & CO., INC.
February 27, 2018 - August 9, 2022
TD AMERITRADE, INC.
February 26, 2018 - August 9, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - August 9, 2022
TD AMERITRADE, INC.
February 23, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 21, 2009 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
