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Christian A. Hermo

CHRISTIAN A. HERMO LLC
Nashville, TN
Some features on this profile are disabled
CRD#: 5515080
CH

Professional summary

Christian Alexander Hermo, who also goes by Christian A Hermo, Christian Hermo, is a registered financial advisor currently at CHRISTIAN A. HERMO LLC located in Nashville, Tennessee.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Christian has worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christian A Hermo | Christian Hermo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Data analyst at HCA. This business is not investment-related. The address for this business is 2000 Health Park Dr, Brentwood, TN 37027. Start date: 02/2022. Approximately 160 hours a month. Approximately 4 hours a day during security trading hours. My duty is to pull data from hospital records.

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CRS (Client Relationship Summary) - RIA

Click below to view Christian Alexander Hermo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 29, 2010 - Present

CHRISTIAN A. HERMO LLC

RIA
CRD#: 154947
Nashville, TN
Past

May 26, 2009 - August 20, 2010

WADDELL & REED

RIA
CRD#: 866
NASHVILLE, TN
Past

May 26, 2009 - August 20, 2010

WADDELL & REED

BD
CRD#: 866
NASHVILLE, TN
Past

March 4, 2009 - March 17, 2009

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
NASHVILLE, TN
Past

November 7, 2008 - March 17, 2009

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(11/29/2010)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/18/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2008
General Securities Representative Examination

Current Firm

CA
CHRISTIAN A. HERMO LLC
CHRISTIAN A. HERMO LLC | HERMO, CHRISTIAN A.

CRD#: 154947 / SEC#:

Tennessee
Registered Investment Advisory firm - (11/24/2010 Approved)
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Contact information

Main Address
Nashville, TN
Mailing Address
Phone number
(615) 823-0640
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 1,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHRISTIAN A. HERMO LLC

CRD#: 154947Nashville, TN

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