Matthew D. Maclean
Professional summary
Matthew David Maclean, who also goes by Matthew Maclean, is a registered financial advisor currently at ROSSMORE PRIVATE CAPITAL, LLC located in Glastonbury, Connecticut.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Matthew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Maclean's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2017 - Present
ROSSMORE PRIVATE CAPITAL, LLC
Office #1: 628 Hebron Avenue Suite 306, Glastonbury, CT 06033December 23, 2009 - May 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2009 - May 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ROSSMORE PRIVATE CAPITAL, LLC
CRD#: 288453 / SEC#: 801-110562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/20/2017)
Exams
Current Firm
ROSSMORE PRIVATE CAPITAL, LLC
CRD#: 288453 / SEC#: 801-110562
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 1,315,900,298 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 10/09/2024 | ||
| 09/27/2023 | ||
| 09/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
