Brad L. Newcomb

JOHN HANCOCK DISTRIBUTORS LLC

Boston, MA 02116

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CRD#: 5515027

Professional summary

Brad Lee Newcomb is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.

Brad is registered as a RR (Registered Representative) and started their career in finance in 2008. Brad has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brad Lee Newcomb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2024 - Present

JOHN HANCOCK DISTRIBUTORS LLC

Office #1: 200 Berkeley Street, Boston, MA 02116

CRD#: 5249

Boston, MA

Past

March 18, 2021 - March 11, 2024

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638

SPRINGFIELD, MA

Past

June 21, 2018 - February 8, 2021

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

January 3, 2017 - May 1, 2018

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 29, 2016 - January 5, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SCOTTSDALE, AZ

Past

May 21, 2008 - February 20, 2015

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/12/2024)

Iowa
(4/12/2024)

Massachusetts
(4/12/2024)

Exams

State Security Law Exam

Series 63

Date: 5/22/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/20/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC | MANULIFE FINANCIAL SECURITIES LLC | MANEQUITY, INC.

CRD#: 5249 / SEC#: , 8-15826

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

200 Berkeley Street, Boston, MA 02116

Mailing Address

200 Berkeley Street, Boston, MA 02116

Phone number

(617) 663-3021

Established

Delaware since 08/01/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)	OWNER
BOGLE, JAMES WILLIAM	PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL	7344902
HARTIGAN, ROBERT JOSEPH	CHIEF COMPLIANCE OFFICER	2931786
LANNIGAN, TRACY KANE	VICE PRESIDENT & CORPORATE SECRETARY	6944688
SILVA, ANTHONY ALEX	DIRECTOR	7755954
TANKERSLEY, GARY LYNN	PRESIDENT & CHIEF EXECUTIVE OFFICER	2637199
WALKER, CHRISTOPHER MICHAEL	VICE PRESIDENT, INVESTMENTS & DIRECTOR	4302554

Disclosures

Regulatory Event	3
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brad L. Newcomb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brad Lee Newcomb's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML STRATEGIC DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

THE LEADERS GROUP, INC.

VOYA FINANCIAL ADVISORS, INC.

DIRECTED SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/2008

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/20/2008

FINRA

Current Firm

JOHN HANCOCK DISTRIBUTORS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JOHN HANCOCK DISTRIBUTORS LLC

TRUST BUT VERIFY

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