Charles L. Sizemore

SIZEMORE CAPITAL MANAGEMENT

SAN ISIDRO, 15073

CRD#: 5514843

Some features on this profile are disabled

Professional summary

Charles Lewis Sizemore, who also goes by Charles Sizemore, is a registered financial advisor currently at SIZEMORE CAPITAL MANAGEMENT, LLC .

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Charles has worked at 2 firms and has passed the Series 63 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Sizemore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lewis Sizemore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2008 - Present

SIZEMORE CAPITAL MANAGEMENT, LLC

Office #1: Calle Leonidas Yerovi 104 Office 204, San Isidro 15073

RIA

CRD#: 146961

SAN ISIDRO,

Past

June 1, 2017 - September 13, 2017

ROBERTSON INVESTMENT MANAGEMENT

RIA

CRD#: 115425

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIZEMORE CAPITAL MANAGEMENT, LLC

BLUE ORBIT CAPITAL | SIZEMORE CAPITAL MANAGEMENT, LLC | PHYSICIAN CAPITAL PARTNERS | CAPITAL PARK WEALTH MANAGEMENT

CRD#: 146961 / SEC#: 801-120310

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

Texas

Registered Investment Advisory firm - (2/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/27/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/24/2018

National Commodity Futures Examination

Current Firm

SIZEMORE CAPITAL MANAGEMENT, LLC

BLUE ORBIT CAPITAL | SIZEMORE CAPITAL MANAGEMENT, LLC | PHYSICIAN CAPITAL PARTNERS | CAPITAL PARK WEALTH MANAGEMENT

CRD#: 146961 / SEC#: 801-120310

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

Texas

Registered Investment Advisory firm - (2/13/2025 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Calle Leonidas Yerovi 104 Office 204, San Isidro 15073

Mailing Address

8080 North Central Expy Ste 1700, Dallas, TX 75206

Phone number

(214) 265-6597

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B CHARLES SIZEMORE (1/20/2026)

ADV PART 2B PHILLIP GUERRA (1/20/2026)

MARIO RANDHOLM (1/20/2026)

ADV PART 2A (1/20/2026)

JONATHAN MCCLELLAND (1/20/2026)

ADV PART 2B EDWARD VICKERY (1/20/2026)

Regulatory assets under management

Total Number of Accounts	707
AUM (Assets Under Management)	$ 109,428,829

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Robertson

LPL FINANCIAL LLC

PHOENIX, AZ

Chau Ngo

NYLIFE SECURITIES LLC

BELLEVUE, WA

Russell Thornton

WEALTHCARE CAPITAL MANAGEMENT LLC

IAR

ATLANTA, GA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles L. Sizemore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Lewis Sizemore's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIZEMORE CAPITAL MANAGEMENT, LLC

ROBERTSON INVESTMENT MANAGEMENT

Primary Firm SEC Registration

SIZEMORE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/2014

Series 3

Date: 7/24/2018

Current Firm

SIZEMORE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIZEMORE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors