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RH

Randolph S. Herzfeld

WINSLOW FINANCIAL LLC
Chicago, IL
Some features on this profile are disabled
CRD#: 5514838
RH

Professional summary

Randolph Stuart Herzfeld, who also goes by Randy Hertzfeld, Rafi Herzfeld, is a registered financial advisor currently at WINSLOW FINANCIAL LLC located in Chicago, Illinois.

Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Randolph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Randy Hertzfeld | Rafi Herzfeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Stuart Herzfeld's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2008 - Present

WINSLOW FINANCIAL LLC

RIA
CRD#: 135866
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/23/2008)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/22/2008
Uniform Investment Adviser Law Examination

Current Firm

WF
WINSLOW FINANCIAL LLC
WINSLOW FINANCIAL LLC

CRD#: 135866 / SEC#:

California
Registered Investment Advisory firm - (10/29/2021 Approved)
Florida
Registered Investment Advisory firm - (10/23/2019 Approved)
Illinois
Registered Investment Advisory firm - (7/7/2005 Approved)
Ohio
Registered Investment Advisory firm - (8/9/2011 Approved)
Texas
Registered Investment Advisory firm - (9/26/2011 Conditional Restricted)
Wisconsin
Registered Investment Advisory firm - (11/15/2022 Approved)
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Contact information

Main Address
11 N Skokie Hwy Suite 306, Lake Bluff, IL 60044
Mailing Address
Phone number
(847) 217-0366
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts348
AUM (Assets Under Management)$ 86,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINSLOW FINANCIAL LLC

CRD#: 135866Chicago, IL

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