Karmina D. Luna-dominguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karmina D Luna-dominguez, who also goes by Karmina Dizon Luna, Karmina Dizon Luna-dominguez, was a registered financial professional .
Karmina is a previously registered financial professional and started their career in finance in 2012. Karmina had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - November 2, 2023
VOYA FINANCIAL PARTNERS, LLC
December 11, 2014 - June 23, 2022
EMPOWER FINANCIAL SERVICES, INC.
March 26, 2014 - December 3, 2014
ALPS DISTRIBUTORS, INC.
August 3, 2012 - February 26, 2014
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
