Brian T. Dvorak

IAMS WEALTH MANAGEMENT

Kaukauna, WI

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CRD#: 5514660

Professional summary

Brian Thomas Dvorak, who also goes by Brian Thomas Dvork, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Kaukauna, Wisconsin.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Thomas Dvork

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DVORAK WEALTH MANAGEMENT, NOT INVESTMENT RELATED, LOCATED AT N9630 Biese Rd. Kaukauna, WI 54130, SELL INSURANCE AND ANNUITIES FOR COMMISSIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Dvorak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2017 - Present

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Kaukauna, WI

Past

March 9, 2009 - July 16, 2012

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

APPLETON, WI

Past

March 6, 2009 - July 16, 2012

USA FINANCIAL SECURITIES LLC

CRD#: 103857

APPLETON, WI

Past

January 26, 2009 - February 12, 2009

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

KAUKAUNA, WI

Past

June 2, 2008 - January 16, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

APPLETON, WI

Past

April 29, 2008 - January 16, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/17/2021)

IAR

Michigan
(11/16/2021)

IAR

Wisconsin
(8/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/30/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/16/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/28/2008

General Securities Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian T. Dvorak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Dvorak's CRS (Customer Relationship Summary).

Certified licenses

Experience

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

PACKERLAND BROKERAGE SERVICES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2017

Series 66

Date: 5/30/2008

Series 31

Date: 6/16/2008

Series 7

Date: 4/28/2008

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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