Mitch D. Carlson

RPR FINANCIAL

Overland Park, KS 66210

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CRD#: 5514653

Professional summary

Mitch Dean Carlson, who also goes by Mitch Carlson, is a registered financial advisor currently at RPR FINANCIAL located in Overland Park, Kansas.

Mitch is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mitch has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISORS EXCEL LICENSED INSURANCE AGENT LIFE AND HEALTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitch Dean Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

RPR FINANCIAL

Office #1: 8575 W. 110th St. Suite 314, Overland Park, KS 66210

RIA

CRD#: 316557

Overland Park, KS

Past

October 23, 2017 - January 25, 2022

IHT WEALTH MANAGEMENT LLC

RIA

CRD#: 171481

Overland Park, KS

Past

January 2, 2013 - December 31, 2016

PERSONAL FINANCIAL GROUP

RIA

CRD#: 116806

OVERLAND PARK, KS

Past

December 18, 2012 - December 6, 2017

LPL FINANCIAL LLC

CRD#: 6413

OVERLAND PARK, KS

Past

August 6, 2008 - December 19, 2012

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

July 18, 2008 - December 19, 2012

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPR FINANCIAL

RPR CPAS & ADVISORS | RPR FINANCIAL ADVISORS LLC | RPR FINANCIAL ADVISORS | RPR FINANCIAL

CRD#: 316557 / SEC#: 801-129861

RIA

Registered Investment Advisory firm - (4/15/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Missouri

Registered Investment Advisory firm - (4/16/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(11/1/2021)

IAR

Missouri
(1/13/2022)

IAR

Texas
(1/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2008

General Securities Representative Examination

Current Firm

RPR FINANCIAL

RPR CPAS & ADVISORS | RPR FINANCIAL ADVISORS LLC | RPR FINANCIAL ADVISORS | RPR FINANCIAL

CRD#: 316557 / SEC#: 801-129861

RIA

Registered Investment Advisory firm - (4/15/2024 Approved)

Kansas

Registered Investment Advisory firm - (4/16/2024 Terminated)

Missouri

Registered Investment Advisory firm - (4/16/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/16/2024 Terminated)

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Contact information

Main Address

8575 W. 110th St. Suite 314, Overland Park, KS 66210

Mailing Address

Phone number

(913) 274-1452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RPR FINANCIAL ADV PART 2A (9/3/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 128,821,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitch D. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitch Dean Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

IHT WEALTH MANAGEMENT LLC

PERSONAL FINANCIAL GROUP

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

RPR FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2008

SIE

Date: 12/6/2017

Series 7

Date: 7/17/2008

Current Firm

RPR FINANCIAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPR FINANCIAL

TRUST BUT VERIFY

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