Jacqueline M. Mahoney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Marie Mahoney, who also goes by Jacque Stessman, Jacqueline Marie Stessman, Jacqueline Stessman, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2008. Jacqueline had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2015 - July 17, 2019
NORTHWEST WEALTH MANAGEMENT, LLC
February 1, 2013 - May 1, 2015
PRINCIPAL SECURITIES, INC.
January 18, 2013 - May 1, 2015
PRINCIPAL SECURITIES, INC.
February 25, 2010 - January 11, 2013
MSI FINANCIAL SERVICES, INC.
May 7, 2008 - January 11, 2013
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816 / SEC#: 801-72545
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHWEST WEALTH MANAGEMENT, LLC
CRD#: 152816 / SEC#: 801-72545
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,063 |
| AUM (Assets Under Management) | $ 865,221,987 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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