Scott A. Gorham

GORHAM WEALTH MANAGEMENT

Golden, CO 80401

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CRD#: 5514248

Professional summary

Scott Alan Gorham, ChFC®, CLU® is a registered financial advisor currently at GORHAM WEALTH MANAGEMENT, LLC located in Golden, Colorado.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNITED AIRLINES,AIRLINE PILOT, NOT INVESTMENT RELATED,OHARE INT'L AIRPORT CHICAGO IL 80 HRS A MONTH 125K A YR FIXED INSURANCE SELLS 65% OF THE TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Gorham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 1, 2012 - Present

GORHAM WEALTH MANAGEMENT, LLC

Office #1: 602 Park Point Drive Suite 240, Golden, CO 80401

RIA

CRD#: 159606

Golden, CO

Past

January 11, 2011 - November 16, 2011

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

GOLDEN, CO

Past

January 11, 2010 - December 31, 2010

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

GOLDEN, CO

Past

April 10, 2008 - January 11, 2010

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

GOLDEN, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/1/2012)

IAR

Texas
(8/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2008

Uniform Investment Adviser Law Examination

Current Firm

GORHAM WEALTH MANAGEMENT, LLC

CRD#: 159606 / SEC#:

Colorado

Registered Investment Advisory firm - (3/1/2012 Approved)

Texas

Registered Investment Advisory firm - (8/6/2016 Conditional Restricted)

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Contact information

Main Address

602 Park Point Drive Suite 240, Golden, CO 80401

Mailing Address

Phone number

(303) 962-9922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 11,886,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Gorham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Gorham's CRS (Customer Relationship Summary).

Certified licenses

Experience

GORHAM WEALTH MANAGEMENT, LLC

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

REDHAWK WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2008

Current Firm

GORHAM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GORHAM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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