Srinivas Bharadwaj
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Srinivas Bharadwaj was a registered financial professional .
Srinivas is a previously registered financial professional and started their career in finance in 2008. Srinivas had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2012 - December 31, 2016
GREENER PASTURES LLC
November 11, 2009 - February 25, 2010
NEW ENGLAND SECURITIES
June 30, 2008 - October 6, 2009
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREENER PASTURES LLC
CRD#: 160457 / SEC#:
Contact information
Red Flags
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