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Phillip Patrick Williams

CRD# 5513728·Registered 2008 - 2025
Previously Registered: Being a previously registered professional could mean that Phillip is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Phillip Patrick Williams, who also goes by Phillip P Williams, was a registered financial advisor. Phillip was a previously registered financial professional and started their career in finance 2008 - 2025. Phillip had worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phillip P Williams

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

KINGSVIEW WEALTH MANAGEMENT, LLC·CRD# 148107
RIA
Grants Pass, OR
April 9, 2020 - January 27, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Indianapolis, IN
May 16, 2016 - April 14, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Indianapolis, IN
May 16, 2016 - April 14, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Louisville, KY
November 4, 2013 - May 17, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Louisville, KY
November 1, 2013 - May 17, 2016
MORGAN STANLEY·CRD# 149777
RIA
Indianapolis, IN
June 8, 2012 - October 15, 2013
MORGAN STANLEY·CRD# 149777
BD
Indianapolis, IN
June 8, 2012 - October 15, 2013
LPL FINANCIAL LLC·CRD# 6413
RIA
Kokomo, IN
January 24, 2011 - June 6, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
Kokomo, IN
January 24, 2011 - June 6, 2012
CREATIVE FINANCIAL DESIGNS, INC.·CRD# 109032
RIA
Kokomo, IN
July 10, 2008 - January 11, 2011
CFD INVESTMENTS, INC.·CRD# 25427
BD
Kokomo, IN
June 6, 2008 - January 11, 2011

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Current Firm

KW
KINGSVIEW WEALTH MANAGEMENT, LLC

KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC

CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - SEC (2/24/2014 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (2/26/2014 Terminated)
Florida
Registered Investment Advisory firm - Florida (2/26/2014 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (2/26/2014 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (2/26/2014 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (2/26/2014 Terminated)
New York
Registered Investment Advisory firm - New York (11/8/2013 Cancelled)
North Dakota
Registered Investment Advisory firm - North Dakota (2/26/2014 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (2/26/2014 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/26/2014 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/26/2014 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (2/26/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

509 Se 7th Street 2nd Floor, Grants Pass, OR 97526

Phone Number

(312) 870-6701

# of Employees

285

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KINGSVIEW 2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

31,932

AUM (Assets Under Management)

$8,957,122,931

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*2147 FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: EASTERN HIGH SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: GREENTOWN, INDIANA 46936 NATURE OF BUSINESS: GIRLS SOCCER COACH, POSITION, TITLE, ASSOCIATION: VARSITY GIRLS SOCCER COACH, START DATE OF RELATIONSHIP: 6/1/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RUN THE GIRLS SOCCER PROGRAM FOR THE SCHOOL I*105072 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALZHEIMERS ASSOCIATION OF INDIANA INVESTMENT RELATED: N ADDRESS OF BUSINESS: INDIANAPOLIS, INDIANA 46240 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/1/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE A MEMBER OF THE CHOCOLATE SUNDAY FUNDRAISING COMMITTEE. I WILL HELP ORGANIZE THE EVENT AND ACQUIRE TABLE SPONSORS. I WILL NOT BE SOLICITING ANY CLIENTS TO DONATE TO THE EVENT. I*105070 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INDIANA FIRE JUNIORS INVESTMENT RELATED: N ADDRESS OF BUSINESS: WESTFIELD, INDIANA 46074 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, SOCCER COACH START DATE OF RELATIONSHIP: 6/1/2017 NUMBER OF HOURS DEVOTED: 25 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HEAD SOCCER COACH FOR U12 BOYS TEAM I*106516 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN LUNG ASSOCIATIOHN INVESTMENT RELATED: N ADDRESS OF BUSINESS: INDIANAPOLIS, INDIANA 46204 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/10/2017 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AMERICAN LUNG ASSOCIATION OF INDIANAPOLIS - SERVE AS A MEMBER OF THE LEADERSHIP TEAM CHARGED WITH ORGANIZING THE ANNUAL GALA FUNDRAISING EVENT. I*125748 For profit or not for profit: For-Profit Organization Name of outside business organization: Titan Bats Investment related: N Address of business: Logansport, Indiana 46947 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 8/24/2019 Number of hours devoted: 25 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be helping with online sales, strategy, marketing.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSVIEW WEALTH MANAGEMENT, LLC

KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC

CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - SEC (2/24/2014 Approved)
Arkansas
Registered Investment Advisory firm - Arkansas (2/26/2014 Terminated)
Florida
Registered Investment Advisory firm - Florida (2/26/2014 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (2/26/2014 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (2/26/2014 Terminated)
Minnesota
Registered Investment Advisory firm - Minnesota (2/26/2014 Terminated)
New York
Registered Investment Advisory firm - New York (11/8/2013 Cancelled)
North Dakota
Registered Investment Advisory firm - North Dakota (2/26/2014 Terminated)
Oregon
Registered Investment Advisory firm - Oregon (2/26/2014 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/26/2014 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/26/2014 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (2/26/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2008About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2024About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2024About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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