Cheryl L. Battung

ELEVATED CAPITAL ADVISORS

Ridgecrest, CA

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CRD#: 5513549

Professional summary

Cheryl L Battung, who also goes by Cheryl Battung, Cheryl L Moon, Cheryl L Moon-battung, Cheryl Lynn Walters, is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Ridgecrest, California.

Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Cheryl has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cheryl Battung | Cheryl L Moon | Cheryl L Moon-Battung | Cheryl Lynn Walters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl L Battung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2023 - Present

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Ridgecrest, CA

Past

June 29, 2023 - October 31, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

RIDGECREST, CA

Past

May 20, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

RIDGECREST, CA

Past

September 20, 2019 - October 31, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

RIDGECREST, CA

Past

September 10, 2018 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

MURRIETA, CA

Past

September 10, 2018 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

ESCONDIDO, CA

Past

October 21, 2009 - September 10, 2018

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

ESCONDIDO, CA

Past

October 21, 2009 - September 10, 2018

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

ESCONDIDO, CA

Past

May 27, 2008 - October 21, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BROOMFIELD, CO

Past

May 12, 2008 - October 21, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BROOMFIELD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/25/2023)

IAR

Texas
(1/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2008

General Securities Representative Examination

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

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Contact information

Main Address

11925 South 700 East, Draper, UT 84020

Mailing Address

Phone number

(385) 237-3338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,403
AUM (Assets Under Management)	$ 433,034,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cheryl L. Battung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl L Battung's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ELEVATED CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2008

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATED CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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