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Aaron Michael Rubin

Aaron M. Rubin

WERBA RUBIN PAPIER WEALTH MANAGEMENT
San Jose, CA 95112
Some features on this profile are disabled
CRD#: 5513214
Aaron Michael Rubin

Professional summary

Aaron Michael Rubin, CFP® is a registered financial advisor currently at WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC located in San Jose, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Aaron has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OUTSIDE OF INVESTMENT ADVISORY SERVICES, THIS INDIVIDUAL PROVIDES THE FOLLOWING SERVICES: 1) TAX ACCOUNTING SERVICES SINCE JULY 2007. APPROXIMATELY 1 HOUR PER MONTH, DUTIES INCLUDES FILING TAX RETURNS AND TAX CONSULTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Rubin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Experience

Current

December 2, 2008 - Present

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

Office #1: 1732 North 1st Street Suite 220, San Jose, CA 95112
RIA
CRD#: 139237
San Jose, CA
Past

March 10, 2009 - December 8, 2016

LWI FINANCIAL INC.

RIA
CRD#: 111861
SAN JOSE, CA
Past

May 21, 2008 - December 2, 2016

LORING WARD SECURITIES INC.

BD
CRD#: 46337
San Jose, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
WERBA & DAVIS ADVISORY SERVICES, LLC | WERBA RUBIN WEALTH MANAGEMENT, LLC | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | WERBA ADVISORY SERVICES, LLC | WERBA ADVISORY SERVICES, INC.

CRD#: 139237 / SEC#: 801-66794

RIA
Registered Investment Advisory firm - (6/2/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/2/2008)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/2/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2008
General Securities Representative Examination

Current Firm

WR
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
WERBA & DAVIS ADVISORY SERVICES, LLC | WERBA RUBIN WEALTH MANAGEMENT, LLC | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | WERBA ADVISORY SERVICES, LLC | WERBA ADVISORY SERVICES, INC.

CRD#: 139237 / SEC#: 801-66794

RIA
Registered Investment Advisory firm - (6/2/2006 Approved)
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Contact information

Main Address
1732 North 1st Street Suite 220, San Jose, CA 95112
Mailing Address
Phone number
(408) 217-2000
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-03-27 WERBA RUBIN PAPIER WEALTH MANAGEMENT ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,939
AUM (Assets Under Management)$ 1,129,509,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

CRD#: 139237San Jose, CA 95112

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