Elaine F Hoffmann Ms.
Professional Summary
Elaine F Hoffmann MS., who also goes by Elaine F Hoffmann Mrs., Elaine F Hoffmann, Elaine F Vacca Miss, was a registered financial advisor. Elaine was a previously registered financial professional and started their career in finance 2008 - 2016. Elaine had worked at 5 firms and has passed the Series 63, SIE, Series 62 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elaine F Hoffmann Mrs., Elaine F Hoffmann, Elaine F Vacca Miss
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ANGELSTREET SECURITIES, INC. | MARCH CAPITAL CORP. | GRANT SECURITIES, L.P. | GLENWOOD SECURITIES CORP.
Contact Information
Main Address
200 E Randolph St Suite 5100, Chicago, IL 60601Mailing Address
200 E Randolph St Suite 5100, Chicago, IL 60601-6528Phone Number
(312) 443-8404Established
Illinois since 09/05/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
4FINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory Assets Under Management
Total Number of Accounts
4AUM (Assets Under Management)
$82,394,518Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed May 2009Series 22 — Direct Participation Programs Representative Examination
Passed Apr 2008About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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