Joel D. Thornton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel David Thornton JR., who also goes by Joel David Thornton Jr, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2009. Joel had worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2019 - December 31, 2025
INVST, LLC
January 14, 2009 - April 10, 2019
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
INVST, LLC
CRD#: 282863 / SEC#: 801-107265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVST, LLC
CRD#: 282863 / SEC#: 801-107265
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,777 |
| AUM (Assets Under Management) | $ 1,786,624,623 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
