Andrew L. Slade
Professional summary
Andrew Lewis Slade, who also goes by Andrew L Slade, Andrew Slade, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in West Hartford, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Lewis Slade's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2017 - Present
BRIGHTHOUSE SECURITIES, LLC
August 1, 2013 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
December 17, 2012 - July 25, 2013
NATIONWIDE SECURITIES, LLC
December 8, 2010 - November 13, 2012
MSI FINANCIAL SERVICES, INC.
May 13, 2008 - December 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2017)
(3/7/2019)
(3/6/2017)
(12/17/2024)
(3/6/2017)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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