Nicolle M. Rumsey

BLUE WATER ASSET MANAGEMENT

Grand Rapids, MI 49525

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CRD#: 5512294

Professional summary

Nicolle M. Rumsey, who also goes by Nicolle Marie Kragt, is a registered financial advisor currently at BLUE WATER ASSET MANAGEMENT located in Grand Rapids, Michigan.

Nicolle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicolle has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicolle Marie Kragt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Redfield Financial Group, Grand Rapids, MI ; Affiliated Entity; Investment Related; Administrative Assistant since 02/2007; 12 hrs per week during trading hours. (2) LPL Financial, Fort Sill, SC; Investment Related; Non-licensed Associate since 02/2018; 1 hr per week during trading hours. (3) J&N Cleaning, Cedar Springs, MI, Independent Contractor; 10 hrs per week during non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolle M. Rumsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2019 - Present

BLUE WATER ASSET MANAGEMENT

Office #1: 4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525

RIA

CRD#: 175362

Grand Rapids, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE WATER ASSET MANAGEMENT

CRD#: 175362 / SEC#: 801-81153

RIA

Registered Investment Advisory firm - (3/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2019

Uniform Investment Adviser Law Examination

Current Firm

BLUE WATER ASSET MANAGEMENT

CRD#: 175362 / SEC#: 801-81153

RIA

Registered Investment Advisory firm - (3/18/2015 Approved)

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Contact information

Main Address

4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525

Mailing Address

Phone number

(616) 447-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUE WATER ASSET MANAGEMENT ADV BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,796
AUM (Assets Under Management)	$ 386,830,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicolle M. Rumsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolle M. Rumsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE WATER ASSET MANAGEMENT

Primary Firm SEC Registration

BLUE WATER ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2019

Current Firm

BLUE WATER ASSET MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE WATER ASSET MANAGEMENT

TRUST BUT VERIFY

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