JB
Julie H. Barron
PLANMEMBER SECURITIES
Puyallup, WA 98373
Some features on this profile are disabled
CRD#: 5512223
JB
Professional summary
Julie H Barron, who also goes by Julie H. Barron, Julie Marie Drennon, Julie Drennon, Julie Marie Hamblen, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Puyallup, Washington.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Julie has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julie H. Barron | Julie Marie Drennon | Julie Drennon | Julie Marie Hamblen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Barron Financial Services-315 39th Ave. SW, Ste. 8, Puyallup, WA 98373; Investment related; Securities products and insurance products (annuities) sales & svcs; Representative; Start date 7/2007; 160/ hrs/mnth & during trading. 2) Julie H. Barron (aka Julie M. Drennon)(self employed)-5333 193rd Ave. Ct E., Lake Tapps, WA 98391; Investment related; Insurance products (life, disability, annuities) sales & svcs; Agent; Start date 7/2007; 0-10 hrs/mnth & during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Julie H Barron's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Julie H Barron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 315 39th Ave. Sw, Suite 8, Puyallup, WA 98373RIA
BD
CRD#: 11869
Puyallup, WA
Current
December 7, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 315 39th Ave. Sw, Suite 8, Puyallup, WA 98373RIA
BD
CRD#: 11869
Puyallup, WA
Past
June 19, 2013 - December 8, 2021
GWN SECURITIES INC.
RIA
CRD#: 128929
PUYALLUP, WA
Past
September 15, 2009 - December 8, 2021
GWN SECURITIES INC.
BD
CRD#: 128929
PUYALLUP, WA
Past
May 21, 2008 - September 16, 2009
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
MONROE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2025)
RR
Florida(12/18/2024)
RR
Washington(12/7/2021)
IAR
Washington(12/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Puyallup, WA 98373TRUST BUT VERIFY
Monitor Julie Barron
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
