Andre B. Perpetuo

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CRD#: 5512096

Professional summary

Andre B Perpetuo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Andre is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Andre had worked at 1 firm, which includes LATAM INVESTMENTS LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 18, 2008 - March 5, 2010

LATAM INVESTMENTS, LLC

CRD#: 133163

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

LATAM INVESTMENTS, LLC

ACOSTA FINANCIAL SERVICES, LLC | MARKWOOD CAPITAL ADVISORS, LLC | LATAM INVESTMENTS, LLC

CRD#: 133163 / SEC#: , 8-66694

Terminated by SEC on 04/27/2010

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 09/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ACOSTA, MAXIMINO JIMMY	25% BUT LESS THAN 50%	2526721
AGUILERA-DUQUE, ANGELICA MOREMIL	PRESIDENT, FINOP	2533346
KONIG, MARCOS	CHIEF EXECUTIVE OFFICER	1722052
KONIG, VICTOR MOISES	HEAD OF EQUITY TRADING	3044712
LASHKARI, DARIUS	CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER	3061561

Red Flags

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